| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Advising on securities | 2008-03-04 | 2009-09-29 |
| Rep | Dealing in securities | 2008-02-01 | 2009-09-29 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-02-01 | 2009-09-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-07-24 | 2008-01-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-11-13 | 2008-01-24 |