Personnel Hong Kong SFC License Details (ID 119785)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2009-01-05	2009-05-28
	Rep	Dealing in securities	2009-01-05	2009-05-28
DWS Investments Hong Kong Limited	Rep	Advising on securities	2006-10-04	2008-12-15
	Rep	Dealing in securities	2006-10-04	2008-12-15