Lok, Chun Sing 樂震聲

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2014-10-17	2017-04-01
	Rep	Advising on securities	2014-10-17	2017-04-01
	Rep	Dealing in securities	2014-10-17	2017-04-01
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2012-05-17	2014-09-19
	Rep	Advising on securities	2012-05-17	2014-09-19
	Rep	Dealing in securities	2012-05-17	2014-09-19
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-09-21	2012-04-12
	Rep	Dealing in securities	2011-09-21	2012-04-12
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2010-07-06	2011-08-18
	Rep	Advising on securities	2010-07-06	2011-08-18
	Rep	Dealing in securities	2010-07-06	2011-08-18
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2009-12-30	2010-06-27
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2006-10-05	2009-02-10
	Rep	Dealing in securities	2006-10-05	2009-02-10

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2014-10-17	2017-04-01
	Rep	Advising on securities	2014-10-17	2017-04-01
	Rep	Dealing in securities	2014-10-17	2017-04-01
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2012-05-17	2014-09-19
	Rep	Advising on securities	2012-05-17	2014-09-19
	Rep	Dealing in securities	2012-05-17	2014-09-19
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-09-21	2012-04-12
	Rep	Dealing in securities	2011-09-21	2012-04-12
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2010-07-06	2011-08-18
	Rep	Advising on securities	2010-07-06	2011-08-18
	Rep	Dealing in securities	2010-07-06	2011-08-18
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2009-12-30	2010-06-27
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2006-10-05	2009-02-10
	Rep	Dealing in securities	2006-10-05	2009-02-10