Personnel Hong Kong SFC License Details (ID 119790)

Personnel Hong Kong SFC License Details (ID 119790)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	RO	Advising on securities	2020-09-01	2021-10-28
	RO	Asset management	2020-09-01	2021-10-28
	Rep	Dealing in securities	2019-01-17	2021-10-28
	Rep	Advising on securities	2019-01-15	2020-09-01
	Rep	Asset management	2019-01-15	2020-09-01
Synergy Fund Management Group Limited	Rep	Asset management	2018-08-06	2018-12-25
	Rep	Advising on securities	2018-07-10	2018-12-25
Wells Fargo Securities Asia Limited	RO	Advising on securities	2017-02-07	2018-05-14
	Rep	Advising on securities	2012-07-03	2017-02-07
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-09-29	2008-11-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-09-29	2008-11-19