Personnel Hong Kong SFC License Details (ID 119795)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-04-15	2011-08-12
TAI SHING STOCK INVESTMENT CO. LIMITED	Rep	Advising on securities	2009-04-23	2010-03-04
OnePlatform Asset Management Limited	Rep	Advising on securities	2006-11-15	2009-03-19