Personnel SFC Licences and HKMA Registrations (ID 119801)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Janus Henderson Investors Hong Kong Limited	Rep	Advising on securities	2024-05-24	-
	Rep	Dealing in securities	2024-05-24	-
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2006-10-16	2006-11-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.