Personnel SFC Licences and HKMA Registrations (ID 119806)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VMI Securities Limited	RO	Dealing in securities	2018-10-24	2019-10-29
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2006-10-05	2008-03-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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