| iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2022-03-17 | - |
| Rep | Asset management | 2022-03-17 | - |
| Rep | Dealing in securities | 2022-03-17 | - |
| Oreana Financial Services Limited | Rep | Advising on securities | 2021-09-13 | 2022-01-18 |
| Rep | Dealing in securities | 2021-09-13 | 2022-01-18 |
| Rep | Asset management | 2019-11-05 | 2022-01-18 |
| RO | Advising on securities | 2019-09-27 | 2021-09-13 |
| RO | Dealing in securities | 2019-09-27 | 2021-09-13 |
| Rep | Advising on securities | 2019-08-30 | 2019-09-27 |
| Rep | Dealing in securities | 2019-08-30 | 2019-09-27 |
| PEGASUS FUND MANAGERS LIMITED | RO | Advising on securities | 2018-12-04 | 2019-08-09 |
| RO | Dealing in securities | 2018-12-04 | 2019-08-09 |
| Rep | Advising on securities | 2017-06-28 | 2018-12-04 |
| Rep | Dealing in securities | 2017-06-28 | 2018-12-04 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-09 | 2017-05-31 |
| TC Capital International Limited | Rep | Dealing in securities | 2015-06-08 | 2016-02-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-17 | 2015-03-11 |
| Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-06-21 | 2013-04-17 |
| iBest Consultants Limited | Rep | Advising on securities | 2011-05-03 | 2011-06-27 |
| Rep | Dealing in securities | 2011-05-03 | 2011-06-27 |
| AXA Financial Planning (Hong Kong) Limited | Rep | Dealing in securities | 2010-01-21 | 2010-12-25 |
| Rep | Advising on securities | 2008-09-19 | 2010-12-25 |