Personnel SFC Licences and HKMA Registrations (ID 119809)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2022-03-17	-
	Rep	Asset management	2022-03-17	-
	Rep	Dealing in securities	2022-03-17	-
Oreana Financial Services Limited	Rep	Advising on securities	2021-09-13	2022-01-18
	Rep	Dealing in securities	2021-09-13	2022-01-18
	Rep	Asset management	2019-11-05	2022-01-18
	RO	Advising on securities	2019-09-27	2021-09-13
	RO	Dealing in securities	2019-09-27	2021-09-13
	Rep	Advising on securities	2019-08-30	2019-09-27
	Rep	Dealing in securities	2019-08-30	2019-09-27
PEGASUS FUND MANAGERS LIMITED	RO	Advising on securities	2018-12-04	2019-08-09
	RO	Dealing in securities	2018-12-04	2019-08-09
	Rep	Advising on securities	2017-06-28	2018-12-04
	Rep	Dealing in securities	2017-06-28	2018-12-04
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2016-03-09	2017-05-31
TC Capital International Limited	Rep	Dealing in securities	2015-06-08	2016-02-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-10-17	2015-03-11
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2012-06-21	2013-04-17
iBest Consultants Limited	Rep	Advising on securities	2011-05-03	2011-06-27
	Rep	Dealing in securities	2011-05-03	2011-06-27
AXA Financial Planning (Hong Kong) Limited	Rep	Dealing in securities	2010-01-21	2010-12-25
	Rep	Advising on securities	2008-09-19	2010-12-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.