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Ellis, Teresa Yvonne Hong Kong SFC License Details (ID 119851)
Ellis, Teresa Yvonne
SFC ID:
AOB056
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Advising on securities
2008-10-10
2010-04-03
LEHMAN BROTHERS ASIA LIMITED
Rep
Advising on securities
2006-10-11
2008-09-29