Personnel Hong Kong SFC License Details (ID 119864)

Personnel Hong Kong SFC License Details (ID 119864)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	Rep	Asset management	2023-08-17	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-06-04	2023-06-06
	Rep	Dealing in securities	2014-06-04	2023-06-06
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2012-07-10	2013-11-01
	Rep	Dealing in futures contracts	2012-07-10	2014-03-05
	Rep	Dealing in securities	2012-07-10	2014-03-05
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2012-07-10	2014-03-05
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-10-17	2011-06-24
	Rep	Dealing in securities	2006-10-17	2011-06-24