Personnel Hong Kong SFC License Details (ID 119866)

Personnel Hong Kong SFC License Details (ID 119866)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Penjing Asset Management (HK) Limited	Rep	Asset management	2015-06-19	2015-11-30
PANGU CAPITAL LIMITED	RO	Asset management	2009-07-09	2015-02-28
Longitude Asia Limited	RO	Asset management	2008-08-21	2009-04-30
	Rep	Asset management	2008-07-11	2008-08-21
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-09-06	2008-05-27
	Rep	Dealing in securities	2007-09-06	2008-05-27
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2007-09-06	2008-05-27
	Rep	Dealing in securities	2007-09-06	2008-05-27
RAMIUS ASIA LTD.	RO	Asset management	2006-12-15	2007-07-20