Personnel SFC Licences and HKMA Registrations (ID 119874)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2023-08-28	-
	RO	Asset management	2023-08-28	-
	Rep	Dealing in securities	2023-06-21	-
	Rep	Advising on securities	2023-06-21	2023-08-28
	Rep	Asset management	2023-06-21	2023-08-28
GF International Investment Management Limited	RO	Advising on securities	2013-04-25	2013-06-30
	RO	Asset management	2013-04-25	2013-06-30
Point72 Hong Kong Limited	RO	Asset management	2006-11-14	2007-12-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.