Personnel SFC Licences and HKMA Registrations (ID 119876)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GaoTeng Global Asset Management Limited	RO	Dealing in securities	2024-01-16	-
	RO	Advising on securities	2018-06-14	-
	RO	Asset management	2015-04-28	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2012-10-30	2014-05-28
Point72 Hong Kong Limited	Rep	Asset management	2006-11-14	2006-11-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.