Personnel Hong Kong SFC License Details (ID 11989)

Personnel Hong Kong SFC License Details (ID 11989)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY CAPITAL LIMITED	RO	Dealing in securities	2015-02-11	2022-06-22
	RO	Advising on corporate finance	2011-09-22	-
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Dealing in securities	2011-09-22	-
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2011-08-29	2011-09-22
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2011-08-29	2011-09-22
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	2010-07-02	2011-08-01
Joy Silver Limited	RO	Advising on corporate finance	2008-01-24	2010-05-07
	RO	Dealing in securities	2008-01-24	2010-05-07
ORIENTAL PATRON ASIA LIMITED	RO	Advising on securities	2003-04-01	2005-02-22
	RO	Asset management	2003-04-01	2007-04-01
	RO	Advising on corporate finance	2003-04-01	2007-11-23
	RO	Dealing in securities	2003-04-01	2007-11-23
ORIENTAL PATRON SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2005-02-22
	RO	Asset management	2003-04-01	2005-02-22
	RO	Advising on securities	2003-04-01	2007-11-23
	RO	Dealing in securities	2003-04-01	2007-11-23