Law, Karen Yik Ki 羅亦琦

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-10	2010-02-03
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-10-23	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-10-23	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-10	2010-02-03
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-10-23	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-10-23	2008-09-29