Personnel Hong Kong SFC License Details (ID 119937)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2024-10-02	-
	Rep	Advising on corporate finance	2018-06-04	2022-07-15
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-10-06	2018-03-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-10	2011-07-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-11-01	2008-09-29