Personnel SFC Licences and HKMA Registrations (ID 119951)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAN INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-10-03	-
	Rep	Dealing in securities	2023-10-03	-
	Rep	Leveraged foreign exchange trading	2023-10-03	2025-08-01
	Rep	Leveraged foreign exchange trading	2019-05-07	2023-10-02
	Rep	Dealing in futures contracts	2018-11-01	2023-10-02
	Rep	Dealing in securities	2018-11-01	2023-10-02
GLG Partners Hong Kong Limited	Rep	Dealing in futures contracts	2018-06-19	2018-10-31
	Rep	Dealing in securities	2018-06-19	2018-10-31
CF GLOBAL (HK) LIMITED	Rep	Dealing in securities	2018-04-23	2018-06-04
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-11-01	2007-10-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.