Personnel Hong Kong SFC License Details (ID 119953)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-08-14	2009-10-23
	Rep	Dealing in securities	2007-08-13	2009-10-23
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-05-25	2007-06-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-05-25	2007-06-01
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-11-01	2007-02-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-11-01	2007-02-01