Personnel Hong Kong SFC License Details (ID 119994)

Personnel Hong Kong SFC License Details (ID 119994)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSH INVESTMENT SOLUTIONS (HK) LIMITED	RO	Advising on securities	2020-05-13	2022-12-30
	RO	Asset management	2020-05-13	2022-12-30
	Rep	Asset management	2019-07-03	2020-05-13
	Rep	Dealing in securities	2019-07-03	2022-12-30
	Rep	Advising on securities	2019-06-24	2020-05-13
Towers Watson Investment Services Hong Kong Limited	Rep	Advising on securities	2012-06-05	2019-02-28
FLAG Squadron Asia Limited	RO	Advising on securities	2008-07-03	2011-02-25
	RO	Asset management	2008-07-03	2011-02-25
	Rep	Advising on securities	2007-10-31	2008-07-03
	Rep	Asset management	2006-11-03	2008-07-03