Personnel Hong Kong SFC License Details (ID 119995)

Personnel Hong Kong SFC License Details (ID 119995)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-08-04
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-01-11	2011-08-04
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-01-11	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-11-23	2011-08-04
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-11-23	2010-12-06
MCP Asset Management Company Limited	Rep	Advising on securities	2006-11-03	2007-10-27
	Rep	Asset management	2006-11-03	2007-10-27