Personnel Hong Kong SFC License Details (ID 1200)

Personnel Hong Kong SFC License Details (ID 1200)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-06-09	2015-01-16
	Rep	Advising on securities	2010-06-09	2015-01-16
	Rep	Dealing in securities	2010-06-09	2015-01-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-06-09	2012-01-31
Morgan Stanley Asia Limited	RO	Advising on corporate finance	-	2007-04-04
	RO	Advising on securities	-	2007-04-04
	RO	Providing automated trading services	-	2007-04-04
	RO	Dealing in securities	-	2007-04-04