Chan, Karen (SFC:AOD418) 陳嘉琳

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Asset management	2013-06-11	2016-03-17
	Rep	Advising on securities	2013-05-21	2016-03-17
	Rep	Dealing in securities	2013-05-21	2016-03-17
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2007-09-06	2007-10-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Asset management	2013-06-11	2016-03-17
	Rep	Advising on securities	2013-05-21	2016-03-17
	Rep	Dealing in securities	2013-05-21	2016-03-17
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2007-09-06	2007-10-01