Leung, Catherine Ho Yan 梁可欣

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-07-05	2011-04-27
	Rep	Advising on securities	2010-07-05	2011-04-27
	Rep	Dealing in securities	2010-07-05	2011-04-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-07-05	2011-04-27
	Rep	Advising on securities	2010-07-05	2011-04-27
	Rep	Dealing in securities	2010-07-05	2011-04-27
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-21	2010-06-08
	Rep	Advising on corporate finance	2008-10-10	2010-06-08
	Rep	Advising on securities	2008-10-10	2010-06-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2006-11-08	2008-09-29
	Rep	Advising on securities	2006-11-08	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-07-05	2011-04-27
	Rep	Advising on securities	2010-07-05	2011-04-27
	Rep	Dealing in securities	2010-07-05	2011-04-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-07-05	2011-04-27
	Rep	Advising on securities	2010-07-05	2011-04-27
	Rep	Dealing in securities	2010-07-05	2011-04-27
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-21	2010-06-08
	Rep	Advising on corporate finance	2008-10-10	2010-06-08
	Rep	Advising on securities	2008-10-10	2010-06-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2006-11-08	2008-09-29
	Rep	Advising on securities	2006-11-08	2008-09-29