Personnel Hong Kong SFC License Details (ID 120146)

Personnel Hong Kong SFC License Details (ID 120146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Long Corridor Asset Management Limited	Rep	Asset management	2024-09-27	-
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2015-10-02	2024-08-31
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2013-12-03	2015-09-04
Japaninvest (Hong Kong) Limited	Rep	Advising on securities	2010-11-01	2013-12-01
Aletheia Analyst Network Limited	Rep	Advising on securities	2009-12-28	2010-10-29
RAMIUS ASIA LTD.	Rep	Asset management	2008-02-05	2009-01-15
SJS Markets Limited	Rep	Advising on securities	2006-12-15	2007-12-22