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Lo, Sarah Sze Pui (SFC:AOE651) 盧思蓓 Hong Kong SFC License Details (ID 120149)
Lo, Sarah Sze Pui (SFC:AOE651) 盧思蓓
SFC ID:
AOE651
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
LEHMAN BROTHERS ASIA LIMITED
Rep
Dealing in securities
2007-07-16
2008-09-10
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2006-11-20
2007-06-22