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Lo, Lucy Siu 羅霄 Hong Kong SFC License Details (ID 120151)
Lo, Lucy Siu 羅霄
SFC ID:
AOE656
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Dealing in securities
2006-11-20
2009-07-04
GOLDMAN SACHS FUTURES (ASIA) LIMITED
Rep
Dealing in futures contracts
2006-11-20
2009-07-04