Personnel SFC Licences and HKMA Registrations (ID 120168)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Link Asset Management Limited (HK)	RO	Asset management	2026-01-15	-
	Rep	Asset management	2024-08-21	2026-01-15
PITT CAPITAL PARTNERS ASIA LIMITED	Rep	Advising on securities	2009-02-09	2009-09-06
	Rep	Advising on corporate finance	2008-12-11	2009-09-06
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-12-01	2008-11-21
	Rep	Dealing in securities	2006-12-01	2008-11-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-12-01	2008-11-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.