Personnel Hong Kong SFC License Details (ID 120176)

Personnel Hong Kong SFC License Details (ID 120176)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rockhampton Management Limited	Rep	Advising on securities	2011-01-26	2017-03-31
	Rep	Asset management	2011-01-26	2017-03-31
ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2009-05-12	2011-01-26
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2008-01-02	2008-11-20
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-11-23	2008-11-20
	Rep	Dealing in securities	2006-11-23	2008-11-20
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-11-23	2008-11-20
	Rep	Dealing in futures contracts	2006-11-23	2008-11-20