Personnel Hong Kong SFC License Details (ID 120223)

Personnel Hong Kong SFC License Details (ID 120223)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sirenia Capital Limited	RO	Advising on securities	2026-06-24	-
	RO	Asset management	2026-06-24	-
FUHAI SECURITIES LIMITED	RO	Dealing in securities	2023-01-31	2024-08-02
	RO	Advising on securities	2023-01-31	2026-02-02
	RO	Asset management	2023-01-31	2026-02-02
	Rep	Advising on securities	2023-01-19	2023-01-31
	Rep	Asset management	2023-01-19	2023-01-31
Fenghua Asset Management Limited	RO	Advising on securities	2019-11-01	2022-06-30
	RO	Asset management	2019-11-01	2022-06-30
	Rep	Advising on securities	2019-09-30	2019-11-01
	Rep	Asset management	2019-09-30	2019-11-01
Senchi Morgan Assets Management Limited	RO	Advising on securities	2017-09-13	2019-08-31
	RO	Asset management	2017-09-13	2019-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-12-05	2007-05-15