Personnel Hong Kong SFC License Details (ID 120272)

Personnel Hong Kong SFC License Details (ID 120272)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Seeds International Asset Management Limited	RO	Advising on securities	2022-02-17	-
	RO	Asset management	2022-02-17	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2019-03-08	2021-10-15
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-02-28	2018-04-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-07-25	2021-10-15
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-01-23	2007-04-28
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-12-06	2007-04-28