Personnel Hong Kong SFC License Details (ID 120277)

Personnel Hong Kong SFC License Details (ID 120277)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2018-04-16	-
	Rep	Dealing in securities	2018-04-16	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2016-10-19	2018-01-10
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2016-04-16
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-09-28	2008-12-12
	Rep	Advising on securities	2007-09-28	2008-12-12
	Rep	Dealing in securities	2007-07-11	2008-12-12
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2006-12-29	2007-06-23