Personnel Hong Kong SFC License Details (ID 120301)

Personnel Hong Kong SFC License Details (ID 120301)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Re Asset Management (Hong Kong) Company Limited	RO	Dealing in securities	2024-07-25	-
	RO	Asset management	2024-03-14	-
	Rep	Asset management	2015-06-01	2024-03-14
Harbert Asian Fund Advisors, Limited	Rep	Asset management	2014-06-20	2015-05-13
ABCI Securities Company Limited	Rep	Advising on securities	2013-09-23	2014-06-17
	Rep	Dealing in securities	2013-09-23	2014-06-17
CENTAURUS CAPITAL (HONG KONG) LIMITED	Rep	Advising on securities	2010-08-23	2013-05-01
	Rep	Asset management	2010-08-23	2013-05-01
Vegasoul Capital Management (Asia) Limited	Rep	Asset management	2010-04-07	2010-08-13
CMT ADVISORS ASIA LIMITED	Rep	Asset management	2008-06-02	2010-03-31
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2007-01-23	2007-07-11
OKACHI INVESTMENTS (HK) COMPANY LIMITED	Rep	Dealing in securities	2007-01-23	2007-07-11