Personnel Hong Kong SFC License Details (ID 120307)

Personnel Hong Kong SFC License Details (ID 120307)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BALLINGAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2017-01-13	-
	Rep	Asset management	2017-01-13	-
Deltroit (Hong Kong) Limited	Rep	Advising on securities	2011-09-23	2014-12-12
	Rep	Asset management	2011-09-23	2014-12-12
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-12-18	2007-03-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-12-18	2007-03-19
	Rep	Dealing in securities	2006-12-18	2007-03-19