Personnel SFC Licences and HKMA Registrations (ID 120318)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Securities Limited	RO	Dealing in securities	2013-08-27	2016-02-02
Yunfeng Financial Markets Limited	RO	Dealing in securities	2011-11-11	2016-02-02
	Rep	Dealing in securities	2011-10-03	2011-11-11
	Rep	Advising on corporate finance	2011-10-03	2012-05-18
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Dealing in securities	2008-07-16	2011-05-30
	Rep	Dealing in securities	2006-12-13	2008-07-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.