Personnel Hong Kong SFC License Details (ID 120335)

Personnel Hong Kong SFC License Details (ID 120335)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZURICH ADVISORY (HK) LIMITED	Rep	Advising on securities	2008-11-21	2009-06-18
Lion Global Financial Limited	Rep	Asset management	2008-06-05	2008-10-01
	Rep	Advising on securities	2008-05-15	2008-10-01
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2008-03-27	2008-04-15
	Rep	Advising on securities	2008-03-17	2008-04-15
CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2007-04-24	2007-10-31
	Rep	Asset management	2007-04-24	2007-10-31
CASH Wealth Management Limited	Rep	Advising on securities	2007-02-01	2007-04-13
	Rep	Asset management	2007-02-01	2007-04-13