Personnel Hong Kong SFC License Details (ID 120373)

Personnel Hong Kong SFC License Details (ID 120373)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oscar and Partners Capital Limited	RO	Advising on securities	2022-05-19	-
	RO	Asset management	2022-05-19	-
	Rep	Advising on securities	2018-12-07	2022-05-19
	Rep	Asset management	2018-12-07	2022-05-19
Wonderland International Asset Management Limited	Rep	Asset management	2018-01-12	2018-11-07
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2010-08-16	2011-05-27
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	2010-08-16	2011-05-27
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2008-07-21	2010-03-22
	Rep	Dealing in securities	2008-07-21	2010-03-22
DBS VICKERS (HONG KONG) LIMITED	Rep	Advising on securities	2007-01-19	2008-06-21