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Lau, Richard Kwok Kuen 劉國權 Hong Kong SFC License Details (ID 120378)
Lau, Richard Kwok Kuen 劉國權
SFC ID:
AOI911
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED
Rep
Advising on securities
2006-12-20
2007-03-14
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED
Rep
Dealing in securities
2006-12-20
2007-03-14