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Ferguson, Douglas Alexander Hong Kong SFC License Details (ID 120384)
Ferguson, Douglas Alexander
SFC ID:
AOI987
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ALLCO FINANCE (ASIA) LIMITED
RO
Advising on securities
2007-09-21
2008-03-17
RO
Dealing in securities
2007-09-21
2008-03-17
CC SIF Advisory Limited
RO
Advising on securities
2007-02-26
2008-04-08