Personnel Hong Kong SFC License Details (ID 120403)

Personnel Hong Kong SFC License Details (ID 120403)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VL ASSET MANAGEMENT LIMITED	Rep	Asset management	2018-01-26	2020-04-30
Pinpoint Asset Management Limited	Rep	Asset management	2016-09-13	2017-12-14
Bosera Asset Management (International) Co., Limited	Rep	Asset management	2011-06-07	2013-04-05
	Rep	Advising on securities	2011-04-11	2013-04-05
BOCI RESEARCH LIMITED	Rep	Advising on securities	2010-07-27	2011-01-22
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2007-01-15	2010-07-02
	Rep	Asset management	2007-01-15	2010-07-02