Personnel Hong Kong SFC License Details (ID 120407)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-04-30
	Rep	Dealing in securities	2008-10-10	2009-04-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2006-12-28	2008-09-29
	Rep	Dealing in securities	2006-12-28	2008-09-29