Personnel Hong Kong SFC License Details (ID 120410)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2008-09-25	2009-04-28
BOCI RESEARCH LIMITED	Rep	Advising on securities	2007-05-29	2008-08-12
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2007-01-23	2007-04-19