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Personnel Hong Kong SFC License Details (ID 120437)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
KEEFE, BRUYETTE & WOODS ASIA LIMITED
Rep
Advising on securities
2010-03-04
2012-01-06
FOX-PITT, KELTON (ASIA) LIMITED
Rep
Advising on securities
2007-01-08
2009-10-16