Personnel Hong Kong SFC License Details (ID 120450)

Personnel Hong Kong SFC License Details (ID 120450)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2020-10-06	2022-08-08
	Rep	Dealing in securities	2020-10-06	2022-08-08
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-08-09	2020-07-03
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2015-05-20
	Rep	Advising on securities	2012-01-13	2015-05-20
	Rep	Dealing in securities	2012-01-13	2015-05-20
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2007-01-11	2007-04-27
	Rep	Dealing in securities	2007-01-11	2007-04-27
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2007-01-11	2007-04-27