Personnel SFC Licences and HKMA Registrations (ID 12045040)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AA9548

HKMA registration number: AC2138

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BNP PARIBAS	Advising on corporate finance	Non-EO	CORPORATE AND INSTITUTIONAL BANKING	2021-04-27	—	Current
BNP PARIBAS	Dealing in securities	Non-EO	CORPORATE AND INSTITUTIONAL BANKING	2004-05-31	—	Current
ABN AMRO BANK N.V.	Dealing in securities	Non-EO	—	2003-04-01	2003-08-23	Former
ABN AMRO BANK N.V.	Advising on corporate finance	Non-EO	—	2003-04-01	2003-08-23	Former