Personnel Hong Kong SFC License Details (ID 12045051)

Personnel Hong Kong SFC License Details (ID 12045051)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2022-08-29	2025-03-14
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2022-08-29	2025-03-14
	Rep	Dealing in securities	2022-08-29	2025-03-14
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2021-12-28	2022-06-03
	Rep	Dealing in securities	2021-12-23	2022-06-03
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2017-09-11	2020-05-25
	Rep	Dealing in securities	2017-09-11	2021-12-17