Personnel Hong Kong SFC License Details (ID 12045055)

Personnel Hong Kong SFC License Details (ID 12045055)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aksia Hong Kong Limited	Rep	Advising on securities	2023-11-01	-
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2021-09-17	2023-06-16
	Rep	Advising on securities	2021-09-17	2023-06-16
	Rep	Asset management	2021-09-17	2023-06-16
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2021-06-18	2022-02-24
	Rep	Advising on securities	2021-04-22	2022-02-24
	Rep	Asset management	2021-04-22	2022-02-24
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2021-04-22	2022-02-24
	Rep	Asset management	2021-04-22	2022-02-24
	Rep	Dealing in securities	2021-04-22	2022-02-24
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2017-09-11	2021-02-24
	Rep	Asset management	2017-09-11	2021-02-24
	Rep	Dealing in securities	2017-09-11	2021-02-24