| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2020-05-28 | - |
| Rep | Dealing in securities | 2020-05-28 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2020-05-28 | - |
| Rep | Dealing in securities | 2020-05-28 | - |
| Citigroup Global Markets Asia Limited | Rep | Providing automated trading services | 2019-08-22 | 2020-04-23 |
| Rep | Dealing in futures contracts | 2019-08-22 | 2020-04-23 |
| Rep | Dealing in securities | 2019-08-22 | 2020-04-23 |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2017-09-11 | 2019-08-08 |
| Rep | Dealing in futures contracts | 2017-09-11 | 2019-08-08 |
| Rep | Dealing in securities | 2017-09-11 | 2019-08-08 |