Personnel SFC Licences and HKMA Registrations (ID 12045074)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TRIVEST ADVISORS LIMITED	Rep	Asset management	2023-05-16	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-09-11	2019-10-19
	Rep	Dealing in securities	2017-09-11	2019-10-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.