Personnel Hong Kong SFC License Details (ID 120455)

Personnel Hong Kong SFC License Details (ID 120455)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-01-15	2011-01-21
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-01-15	2011-01-21
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-02-03	2010-01-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-02-03	2010-01-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-02-03	2010-01-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-01-11	2009-01-22
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-01-11	2009-01-22