Cao, Carol Yu 曹宇

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2011-09-22	2020-02-14
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-09-22	2013-10-30
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2007-01-12	2011-06-16

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2011-09-22	2020-02-14
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-09-22	2013-10-30
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2007-01-12	2011-06-16